122 E. 42nd Street, Suite 2902, New York, New York, 10168, United States
Established January 2011
Quadrant Regulatory Group provides Broker-Dealers and Registered Investment Advisers with services that support compliance with SEC, FINRA, MSRB, NFA, and state securities laws. Quadrant compliance consultants deliver expert guidance, ongoing assistance during regulatory examinations, compliance support, testing, FINOP, and financial and accounting services. Quadrant has a dedicated team of Certified Anti-Money Laundering Specialists that perform independent tests of firms’ anti-money laundering compliance programs. Our mission is to provide effective, efficient, and expert regulatory guidance to our clients in order to allow them to concentrate on their business.
No photos have been uploaded yet.
- Sunday
- Closed
- Monday
- 9:30 am - 5:00 pm
- Tuesday
- 9:30 am - 5:00 pm
- Wednesday
- 9:30 am - 5:00 pm
- Thursday
- 9:30 am - 5:00 pm
- Friday
- 9:30 am - 5:00 pm
- Saturday
- Closed
No news or articles are available right now.
Is this your business? Click Here [Listing #1789659]